Personnel SFC Licences and HKMA Registrations (ID 79857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2023-04-28	-
	Rep	Dealing in securities	2023-04-28	-
	Rep	Advising on securities	2023-03-22	-
	Rep	Asset management	2023-03-22	-
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-06	2023-02-19
	Rep	Asset management	2015-08-06	2023-02-19
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2013-09-25	2015-07-24
	Rep	Advising on securities	2013-09-25	2015-07-24
	Rep	Asset management	2013-09-25	2015-07-24
	Rep	Dealing in securities	2013-09-25	2015-07-24
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-01	2013-07-13
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-12-01	2013-07-13
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-08-23	2010-11-29
	Rep	Dealing in securities	2010-08-23	2010-11-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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