| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-06 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-06 | - |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-02-03 | 2009-02-28 |
| Rep | Dealing in securities | 2008-12-05 | 2009-02-28 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2007-01-26 | 2008-11-29 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-03 | 2007-01-22 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-03 | 2007-01-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-05-08 | 2006-07-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-08 | 2006-07-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-04-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-04-29 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2006-04-29 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-09-01 | 2006-04-29 |