Personnel Hong Kong SFC License Details (ID 79861)

Personnel Hong Kong SFC License Details (ID 79861)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2008-07-23	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2008-07-23	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-11	2008-04-25
KGI ASIA LIMITED	Rep	Dealing in securities	2007-05-04	2008-04-25
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-04-19