| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-12-14 | - |
| CMB International Securities Limited | Rep | Advising on securities | 2020-12-14 | - |
| Rep | Dealing in securities | 2020-12-14 | - |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-07-27 | 2020-10-27 |
| Rep | Dealing in futures contracts | 2015-01-05 | 2020-10-27 |
| Rep | Dealing in securities | 2015-01-05 | 2020-10-27 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-08-27 | 2015-01-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-08-27 | 2015-01-01 |
| Rep | Leveraged foreign exchange trading | 2013-08-27 | 2015-01-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-09-21 | 2013-08-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-09-21 | 2013-08-16 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-19 | 2012-08-03 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-19 | 2012-08-03 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-02-18 | 2011-02-04 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-18 | 2011-02-04 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-08-26 | 2010-02-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-15 | 2010-02-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-08-13 | 2009-01-09 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-31 | 2008-08-05 |