Personnel SFC Licences and HKMA Registrations (ID 79868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	RO	Advising on securities	2023-09-28	-
	RO	Dealing in securities	2023-09-28	-
	Rep	Advising on securities	2019-08-06	2023-09-28
	Rep	Dealing in securities	2019-08-06	2023-09-28
	RO	Advising on futures contracts	2019-03-27	-
	RO	Dealing in futures contracts	2019-03-27	-
FULBRIGHT FUTURES LIMITED	RO	Advising on futures contracts	2017-11-16	2018-05-31
	RO	Dealing in futures contracts	2014-11-28	2018-05-31
	Rep	Dealing in futures contracts	2011-01-10	2014-11-28
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2011-01-10	2018-05-31
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2006-09-11	2010-12-31
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-09-11	2010-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.