Personnel Hong Kong SFC License Details (ID 79869)

Personnel Hong Kong SFC License Details (ID 79869)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-07-05	2024-12-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-07-05	2024-12-01
ONE CHINA SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-10-19	2010-06-18
	Rep	Dealing in securities	2006-10-20	2010-06-18
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-03-10	2006-10-14
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-10	2006-10-14
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-21	2005-03-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-05-31	2005-03-07
CHINA SECURITIES HOLDINGS LIMITED	Rep	Advising on corporate finance	-	2004-05-27
	Rep	Advising on securities	-	2004-05-27
	Rep	Asset management	-	2004-05-27
	Rep	Dealing in securities	-	2004-05-30