Personnel Hong Kong SFC License Details (ID 79870)

Personnel Hong Kong SFC License Details (ID 79870)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2016-06-29	-
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-20	2016-05-04
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-05-20	2016-05-04
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2005-06-01	2010-04-16
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2010-04-16
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-29
	Rep	Advising on securities	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in securities	2003-04-01	2005-05-31
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in futures contracts	2003-04-01	2005-05-31