Personnel Hong Kong SFC License Details (ID 79875)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-05-08	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2018-03-22	2023-04-28
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-03-22	2023-04-28
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-11-13	2023-04-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-13	2023-04-28
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2015-09-16	2023-04-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-09-16	2023-04-28
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-01-07	2015-08-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-01-07	2015-08-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-29	2008-12-10
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in futures contracts	2003-04-01	2008-12-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-18
	Rep	Advising on securities	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in securities	2003-04-01	2008-12-10
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-18
	Rep	Advising on securities	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in securities	2003-04-01	2008-12-10