| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-08 | 2025-04-10 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-08 | 2025-04-10 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-04-21 | 2010-07-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-21 | 2010-07-03 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-01-09 | 2008-04-14 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2006-02-07 | 2008-04-14 |
| UNI-ALPHA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-10-05 |
| Rep | Advising on securities | - | 2004-10-05 |
| Rep | Asset management | - | 2004-10-05 |
| Rep | Dealing in securities | - | 2006-01-27 |