Personnel Hong Kong SFC License Details (ID 79886)

Personnel Hong Kong SFC License Details (ID 79886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-07-05	2021-02-04
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	Dealing in securities	2019-07-05	2021-02-04
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-11-13	2019-07-05
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-13	2019-07-05
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-09-22	2017-10-27
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-09-22	2017-10-27
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2015-01-09	2017-07-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-01-09	2017-07-04
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-10	2014-03-27
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-08-27	2014-03-27