Personnel Hong Kong SFC License Details (ID 79888)

Personnel Hong Kong SFC License Details (ID 79888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2011-08-15	2023-12-29
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2011-08-15	2023-12-29
KGI ASIA LIMITED	Rep	Dealing in securities	2010-07-14	2011-08-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-14	2011-08-02
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2009-11-30	2010-07-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-07-31	2010-07-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-31	2010-07-01
	Rep	Dealing in securities	2008-07-31	2010-07-01