Personnel Hong Kong SFC License Details (ID 79893)

Personnel Hong Kong SFC License Details (ID 79893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Easy Fund Management Company Limited	RO	Advising on securities	2021-10-25	2023-12-15
	RO	Asset management	2021-10-25	2023-12-15
SHUANGYING SECURITIES LIMITED	RO	Dealing in futures contracts	2018-06-06	-
	RO	Dealing in securities	2018-04-25	-
	Rep	Dealing in securities	2018-03-27	2018-04-25
Grand Cartel Securities Company Limited	RO	Dealing in securities	2015-07-20	2018-01-22
	Rep	Dealing in securities	2015-06-15	2015-07-20
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-03-16	2015-06-02
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-03-16	2015-06-02
ABCI Securities Company Limited	Rep	Dealing in securities	2007-07-25	2009-03-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-05-10	2007-07-07
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2006-05-10	2007-07-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2007-07-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-07-27	2007-07-07