Personnel Hong Kong SFC License Details (ID 79897)

Personnel Hong Kong SFC License Details (ID 79897)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-05-02	2020-12-27
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-05-02	2020-12-27
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-04-22
	Rep	Dealing in securities	2017-08-03	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-08-03	2019-04-22
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2011-09-05	2017-07-21
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-11-17	2017-07-21