Personnel SFC Licences and HKMA Registrations (ID 79901)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2008-10-29	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2005-04-07	-
PROMISING SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-01-02	2005-04-07
Promising Securities Company	Rep	Advising on corporate finance	2003-04-01	2003-12-24
	Rep	Advising on securities	2003-04-01	2003-12-24
	Rep	Asset management	2003-04-01	2003-12-24
	Rep	Dealing in securities	2003-04-01	2004-01-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.