Personnel Hong Kong SFC License Details (ID 79905)

Personnel Hong Kong SFC License Details (ID 79905)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	RO	Advising on securities	2023-03-24	-
	RO	Asset management	2023-03-24	-
	RO	Dealing in securities	2023-03-24	-
orientiert International Markets Limited	RO	Advising on securities	2023-03-24	-
	RO	Asset management	2023-03-24	-
	RO	Dealing in securities	2023-03-24	-
ZIJING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-03-29	2022-10-03
	RO	Asset management	2022-03-29	2022-10-03
PRIME HARVEST CAPITAL LIMITED	RO	Advising on securities	2020-11-13	2021-08-12
	RO	Asset management	2020-11-13	2021-08-12
GEO Securities Limited	RO	Asset management	2018-03-21	2020-07-27
	RO	Advising on securities	2015-10-30	2020-07-27
	RO	Dealing in securities	2015-10-30	2020-07-27
	Rep	Advising on securities	2014-06-12	2015-10-30
	Rep	Dealing in securities	2013-07-26	2015-10-30
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-09	2011-12-31
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-03-03	2013-07-15