| ABCI Securities Company Limited | RO | Advising on securities | 2018-07-23 | 2022-10-31 |
| RO | Dealing in securities | 2015-03-16 | 2022-10-31 |
| Rep | Dealing in securities | 2015-02-10 | 2015-03-16 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2014-12-12 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-01 | 2014-12-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-02-13 | 2014-03-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-13 | 2014-03-01 |
| FULBRIGHT SECURITIES LIMITED | RO | Advising on securities | 2011-05-03 | 2013-06-30 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-26 | 2013-06-30 |
| FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2004-05-27 | 2013-06-30 |
| Rep | Dealing in securities | 2004-04-01 | 2004-05-27 |
| HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2003-05-30 | 2004-03-31 |
| LING SECURITIES LIMITED | RO | Dealing in securities | - | 2003-05-30 |