| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-17 | 2020-01-02 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-17 | 2022-10-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2010-02-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-16 | 2010-02-04 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-07-04 | 2005-10-07 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-07-04 | 2007-03-31 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-27 | 2005-07-04 |
| Rep | Advising on corporate finance | - | 2003-10-13 |
| Rep | Asset management | - | 2003-10-13 |
| Rep | Advising on securities | - | 2003-10-18 |
| Rep | Dealing in securities | - | 2005-07-04 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | - | 2003-10-18 |
| Rep | Asset management | - | 2003-10-18 |
| Rep | Dealing in futures contracts | - | 2003-12-10 |