| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-08-28 | 2020-01-07 |
| FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2012-06-26 | - |
| Rep | Dealing in futures contracts | 2011-07-15 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2011-07-15 | - |
| Rep | Dealing in securities | 2011-07-15 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2010-11-29 | 2011-05-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-29 | 2011-05-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-10-15 | 2011-05-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-15 | 2011-05-12 |