| Victoria Harbour Securities International Limited | RO | Advising on securities | 2026-05-12 | - |
| RO | Asset management | 2026-05-12 | - |
| RO | Dealing in securities | 2026-05-12 | - |
| JQ Securities (Hong Kong) Limited | RO | Advising on securities | 2019-04-08 | 2025-12-29 |
| RO | Asset management | 2019-04-08 | 2025-12-29 |
| RO | Dealing in securities | 2019-04-08 | 2025-12-29 |
| Rep | Advising on securities | 2019-04-03 | 2019-04-08 |
| Rep | Asset management | 2019-04-03 | 2019-04-08 |
| Rep | Dealing in securities | 2019-04-03 | 2019-04-08 |
| Hong Kong Securities (International) Company Limited | RO | Advising on securities | 2018-09-28 | 2019-04-01 |
| RO | Asset management | 2018-09-28 | 2019-04-01 |
| RO | Dealing in securities | 2018-01-02 | 2019-04-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-10 | 2017-11-19 |
| Rep | Dealing in securities | 2013-09-25 | 2014-03-19 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-06 | 2011-12-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-06 | 2013-01-31 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2009-09-29 | 2010-12-21 |
| Rep | Dealing in securities | 2009-09-29 | 2010-12-21 |