Personnel Hong Kong SFC License Details (ID 79928)

Personnel Hong Kong SFC License Details (ID 79928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-29	2022-12-28
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-06-29	2022-12-28
ONE CHINA SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-11-26	2010-06-11
	Rep	Dealing in securities	2006-10-11	2010-06-11
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-03-22	2006-09-30
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-22	2006-09-30
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	-	2005-03-22
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-05-20
	Rep	Asset management	-	2004-05-20
	Rep	Providing automated trading services	-	2004-05-20
	Rep	Dealing in futures contracts	-	2005-03-22
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-05-20
	Rep	Advising on securities	-	2004-05-20
	Rep	Asset management	-	2004-05-20
	Rep	Providing automated trading services	-	2004-05-20
	Rep	Dealing in securities	-	2005-03-22