| HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2025-06-10 | - |
| HANTEC SECURITIES CO., LIMITED | RO | Dealing in securities | 2025-06-10 | - |
| HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-03-03 | 2025-06-10 |
| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2025-03-03 | 2025-06-10 |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2025-03-03 | - |
| Rep | Asset management | 2025-03-03 | - |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2023-04-03 | 2025-02-14 |
| RO | Asset management | 2023-04-03 | 2025-02-14 |
| RO | Dealing in futures contracts | 2023-04-03 | 2025-02-14 |
| RO | Dealing in securities | 2023-04-03 | 2025-02-14 |
| Rich Bay Securities Limited | RO | Advising on securities | 2022-09-22 | 2023-02-28 |
| WealthQuay Asset Management Limited | RO | Advising on securities | 2022-09-22 | 2023-02-28 |
| RO | Asset management | 2022-09-22 | 2023-02-28 |
| Rich Bay Securities Limited | RO | Advising on futures contracts | 2022-07-21 | 2023-02-28 |
| RO | Dealing in futures contracts | 2022-07-21 | 2023-02-28 |
| RO | Dealing in securities | 2022-07-21 | 2023-02-28 |
| Rep | Dealing in futures contracts | 2022-05-17 | 2022-07-21 |
| Rep | Dealing in securities | 2022-05-17 | 2022-07-21 |
| Telecom King Securities Limited | RO | Dealing in futures contracts | 2017-12-05 | 2022-04-11 |
| RO | Dealing in securities | 2017-12-05 | 2022-04-11 |
| Rep | Dealing in futures contracts | 2017-10-24 | 2017-12-05 |
| Rep | Dealing in securities | 2017-10-24 | 2017-12-05 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-07 | 2017-10-14 |
| FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2015-12-11 | 2017-10-14 |
| FULBRIGHT FUTURES LIMITED | RO | Advising on futures contracts | 2012-03-20 | 2017-10-14 |
| RO | Dealing in futures contracts | 2011-10-04 | 2017-10-14 |
| Rep | Dealing in futures contracts | 2007-09-03 | 2011-10-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-03 | 2015-12-11 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-11 | 2007-08-20 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-11 | 2007-08-20 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-03 | 2004-11-09 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-03 | 2004-11-09 |