| Grit Securities Limited | RO | Dealing in securities | 2023-08-14 | - |
| Grit Capital Limited | RO | Advising on securities | 2023-05-17 | - |
| RO | Asset management | 2023-05-17 | - |
| Easy Fund Management Company Limited | RO | Advising on securities | 2022-01-24 | 2023-02-03 |
| RO | Asset management | 2022-01-24 | 2023-02-03 |
| SHUANGYING SECURITIES LIMITED | RO | Dealing in securities | 2022-01-24 | 2023-02-03 |
| CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-05-11 | 2021-11-28 |
| RO | Asset management | 2020-05-11 | 2021-11-28 |
| China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2020-05-11 | 2021-11-28 |
| BLOOMING SECURITIES LIMITED | RO | Dealing in securities | 2019-08-29 | 2020-01-23 |
| WANSOM SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-08-23 | 2018-12-18 |
| Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2015-07-08 | 2018-01-31 |
| ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2014-12-03 | 2015-07-07 |
| FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2010-06-15 | 2014-09-22 |
| Rep | Dealing in securities | 2009-08-06 | 2010-06-15 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2008-06-17 | 2009-07-25 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2007-08-30 | 2008-06-07 |
| Rep | Dealing in securities | 2004-01-17 | 2007-08-30 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-23 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-23 |
| Rep | Asset management | 2003-04-01 | 2003-07-23 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-23 |
| Rep | Dealing in securities | 2003-04-01 | 2003-07-23 |