| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alliance Capital Partners Limited (HK) | RO | Dealing in securities | 2014-04-02 | - |
| RO | Advising on corporate finance | 2014-01-24 | - | |
| FULBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2011-06-14 | 2013-01-01 |
| FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2011-06-14 | 2013-01-01 |
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2010-06-28 | 2011-04-15 |
| RO | Advising on corporate finance | 2010-06-15 | 2011-04-15 | |
| Rep | Advising on corporate finance | 2010-05-11 | 2010-06-15 | |
| Rep | Dealing in securities | 2010-05-11 | 2010-06-28 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2007-08-20 | 2009-12-30 |
| RO | Advising on securities | 2007-08-20 | 2009-12-30 | |
| RO | Dealing in securities | 2007-08-20 | 2009-12-30 | |
| Rep | Advising on corporate finance | 2003-06-23 | 2007-08-20 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-16 |
No HKMA registrations in the collected records.