Personnel Hong Kong SFC License Details (ID 79973)

Personnel Hong Kong SFC License Details (ID 79973)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-03-14	2019-01-07
CHINA SYSTEM SECURITIES LIMITED	Rep	Dealing in securities	2014-03-03	2016-03-11
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-12-31	2014-03-01
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-01-17	2009-07-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Advising on securities	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Providing automated trading services	-	2004-01-08
	Rep	Dealing in securities	-	2007-01-01