| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-08-12 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-12 | - |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-10-19 | 2022-07-28 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-14 | 2022-07-28 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-04-28 |
| Rep | Asset management | 2003-04-01 | 2004-04-28 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-12-01 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-28 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-28 |
| Rep | Asset management | 2003-04-01 | 2004-04-28 |
| Rep | Dealing in securities | 2003-04-01 | 2011-09-01 |