Personnel Hong Kong SFC License Details (ID 80015)

Personnel Hong Kong SFC License Details (ID 80015)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2013-07-24	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-05-20	2013-07-13
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2009-05-15
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-02-22	2008-03-03
Taiping Securities (HK) Co Limited	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Advising on corporate finance	2003-04-01	2003-09-30
	Rep	Advising on securities	2003-04-01	2003-09-30
	Rep	Asset management	2003-04-01	2003-09-30
	Rep	Dealing in securities	2003-04-01	2006-02-18