Personnel Hong Kong SFC License Details (ID 80030)

Personnel Hong Kong SFC License Details (ID 80030)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2014-05-27	2017-10-02
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-08-04	2014-05-01
KGI ASIA LIMITED	Rep	Dealing in securities	2006-09-14	2010-07-30
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2003-05-13	2005-06-30
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-13
	Rep	Advising on securities	2003-04-01	2003-05-13
	Rep	Asset management	2003-04-01	2003-05-13
	Rep	Providing automated trading services	2003-04-01	2003-05-13
	Rep	Dealing in securities	2003-04-01	2006-09-04