| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-11 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2010-10-15 | - |
| Rep | Dealing in securities | 2010-10-15 | - |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | 2006-07-07 | 2008-08-31 |
| RO | Dealing in futures contracts | 2006-07-07 | 2008-08-31 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2010-04-13 |
| GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2006-06-23 | 2010-04-13 |
| Rep | Asset management | 2006-06-23 | 2010-04-13 |
| Rep | Advising on securities | 2006-06-23 | 2010-09-29 |
| Rep | Dealing in securities | 2006-06-23 | 2010-09-29 |
| GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2006-06-23 | 2006-11-24 |
| Rep | Advising on securities | 2006-06-23 | 2007-04-03 |
| Rep | Asset management | 2006-06-23 | 2007-04-03 |
| Rep | Dealing in securities | 2006-06-23 | 2007-04-03 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2006-06-23 | 2006-07-07 |
| Rep | Dealing in futures contracts | 2006-06-23 | 2006-07-07 |
| United Securities Limited (HK) | Rep | Advising on securities | 2006-06-23 | 2007-04-03 |
| Rep | Asset management | 2006-06-23 | 2007-04-03 |
| Rep | Dealing in securities | 2006-06-23 | 2007-04-03 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2006-06-07 | 2010-04-13 |
| RO | Advising on futures contracts | 2005-08-22 | 2006-06-07 |
| RO | Dealing in futures contracts | 2005-08-22 | 2006-06-23 |
| GET NICE SECURITIES LIMITED | RO | Advising on corporate finance | 2005-08-22 | 2006-06-23 |
| RO | Advising on securities | 2005-08-22 | 2006-06-23 |
| RO | Asset management | 2005-08-22 | 2006-06-23 |
| RO | Dealing in securities | 2005-08-22 | 2006-06-23 |
| United Securities Limited (HK) | RO | Advising on securities | 2005-08-22 | 2006-06-23 |
| RO | Asset management | 2005-08-22 | 2006-06-23 |
| RO | Dealing in securities | 2005-08-22 | 2006-06-23 |
| GREAT BAY SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2006-06-23 |
| RO | Advising on securities | 2003-04-01 | 2006-06-23 |
| RO | Asset management | 2003-04-01 | 2006-06-23 |
| RO | Dealing in securities | 2003-04-01 | 2006-06-23 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Asset management | 2003-04-01 | 2004-12-22 |
| RO | Advising on futures contracts | 2003-04-01 | 2006-06-23 |
| RO | Dealing in futures contracts | 2003-04-01 | 2006-06-23 |