Luk, Kam Wah 陸錦華

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2015-12-11	-
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2010-10-15	-
	Rep	Dealing in securities	2010-10-15	-
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	RO	Advising on futures contracts	2006-07-07	2008-08-31
	RO	Dealing in futures contracts	2006-07-07	2008-08-31
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2006-06-23	2010-04-13
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	2006-06-23	2010-04-13
	Rep	Asset management	2006-06-23	2010-04-13
	Rep	Advising on securities	2006-06-23	2010-09-29
	Rep	Dealing in securities	2006-06-23	2010-09-29
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2006-06-23	2006-11-24
	Rep	Advising on securities	2006-06-23	2007-04-03
	Rep	Asset management	2006-06-23	2007-04-03
	Rep	Dealing in securities	2006-06-23	2007-04-03
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	2006-06-23	2006-07-07
	Rep	Dealing in futures contracts	2006-06-23	2006-07-07
United Securities Limited (HK)	Rep	Advising on securities	2006-06-23	2007-04-03
	Rep	Asset management	2006-06-23	2007-04-03
	Rep	Dealing in securities	2006-06-23	2007-04-03
GET NICE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2006-06-07	2010-04-13
	RO	Advising on futures contracts	2005-08-22	2006-06-07
	RO	Dealing in futures contracts	2005-08-22	2006-06-23
GET NICE SECURITIES LIMITED	RO	Advising on corporate finance	2005-08-22	2006-06-23
	RO	Advising on securities	2005-08-22	2006-06-23
	RO	Asset management	2005-08-22	2006-06-23
	RO	Dealing in securities	2005-08-22	2006-06-23
United Securities Limited (HK)	RO	Advising on securities	2005-08-22	2006-06-23
	RO	Asset management	2005-08-22	2006-06-23
	RO	Dealing in securities	2005-08-22	2006-06-23
GREAT BAY SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2006-06-23
	RO	Advising on securities	2003-04-01	2006-06-23
	RO	Asset management	2003-04-01	2006-06-23
	RO	Dealing in securities	2003-04-01	2006-06-23
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	RO	Asset management	2003-04-01	2004-12-22
	RO	Advising on futures contracts	2003-04-01	2006-06-23
	RO	Dealing in futures contracts	2003-04-01	2006-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.