| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Asset management | 2023-12-04 | - |
| RO | Advising on securities | 2023-03-31 | - |
| Rep | Asset management | 2023-03-31 | 2023-12-04 |
| RO | Dealing in securities | 2022-12-20 | - |
| Rep | Dealing in securities | 2022-10-19 | 2022-12-20 |
| Rep | Advising on securities | 2022-10-19 | 2023-03-31 |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-08-12 | 2022-08-19 |
| Rep | Dealing in futures contracts | 2019-08-12 | 2022-08-19 |
| Rep | Advising on securities | 2018-09-06 | 2022-08-19 |
| RO | Dealing in securities | 2018-04-03 | 2022-08-19 |
| Rep | Dealing in securities | 2018-02-15 | 2018-04-03 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-07 | 2017-10-11 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-10-12 | 2017-10-11 |
| FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2016-07-22 | 2017-10-11 |
| Rep | Dealing in securities | 2009-12-08 | 2016-07-22 |