Personnel Hong Kong SFC License Details (ID 80065)

Personnel Hong Kong SFC License Details (ID 80065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-04-20	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2008-12-13
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-07
	Rep	Advising on securities	2003-04-01	2005-02-07
	Rep	Asset management	2003-04-01	2005-02-07
	Rep	Dealing in securities	2003-04-01	2005-02-07