| SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-21 | - |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-21 | - |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-29 | 2012-09-15 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-01 | 2012-09-15 |
| WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2004-06-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-10 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-10 |
| Rep | Asset management | 2003-04-01 | 2003-10-10 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-10 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-10 |