Personnel Hong Kong SFC License Details (ID 80075)

Personnel Hong Kong SFC License Details (ID 80075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOLID KING SECURITIES LIMITED	Rep	Dealing in securities	2026-06-30	-
ZH SECURITIES LIMITED	Rep	Dealing in securities	2024-04-19	2025-06-30
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2011-06-08	2024-04-15
CVP Securities Limited	Rep	Dealing in securities	2010-04-23	2011-06-03
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2005-07-08	2010-03-29
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2005-07-05