Personnel Hong Kong SFC License Details (ID 80088)

Personnel Hong Kong SFC License Details (ID 80088)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-06-12
	Rep	Dealing in securities	2014-03-10	2017-10-02
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2012-12-18	2014-02-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-02-22	2012-12-13
XinKong International Securities Limited	Rep	Dealing in securities	2009-11-16	2010-02-06
GREATER CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-13
	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Dealing in securities	-	2009-11-06