Personnel Hong Kong SFC License Details (ID 80104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2018-12-03	2020-12-04
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2018-12-03	2020-12-04
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-12-03	2020-12-04
	Rep	Dealing in securities	2018-12-03	2020-12-04
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2006-11-16	2012-10-09