Personnel Hong Kong SFC License Details (ID 80110)

Personnel Hong Kong SFC License Details (ID 80110)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2015-05-21	2015-10-02
	Rep	Dealing in securities	2015-05-21	2015-10-02
	Rep	Leveraged foreign exchange trading	2015-05-21	2015-10-02
Interactive Brokers LLC	Rep	Dealing in futures contracts	2014-01-15	2015-10-02
	Rep	Dealing in securities	2014-01-15	2015-10-02
	Rep	Leveraged foreign exchange trading	2013-12-20	2015-10-02
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2011-02-16	2013-12-03