Personnel SFC Licences and HKMA Registrations (ID 80118)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Asset management	2023-03-08	-
	Rep	Advising on securities	2020-04-02	-
	Rep	Dealing in securities	2020-04-02	-
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2014-10-03	2015-05-22
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2014-10-03	2015-05-22
	Rep	Advising on securities	2014-10-03	2015-05-22
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-03-17	2015-05-22
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-03-17	2015-05-22
SHACOM FUTURES LIMITED	Rep	Advising on futures contracts	2012-11-19	2013-05-16
	Rep	Dealing in futures contracts	2012-11-19	2013-05-16
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2011-06-07	2012-01-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-10-16	2011-05-21
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-07-03	2011-05-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-07-03	2011-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.