Personnel Hong Kong SFC License Details (ID 80145)

Personnel Hong Kong SFC License Details (ID 80145)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Sun Securities Limited	Rep	Advising on securities	2015-03-04	2016-09-22
	Rep	Dealing in securities	2015-03-04	2016-09-22
GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED	RO	Dealing in securities	2011-12-23	2014-09-02
	RO	Advising on securities	2008-06-13	2014-09-02
Quam Securities Limited	Rep	Asset management	2007-11-27	2008-05-02
	Rep	Dealing in futures contracts	2007-11-06	2008-05-02
	Rep	Dealing in securities	2007-11-06	2008-05-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2004-03-02	2007-11-02
	Rep	Dealing in futures contracts	2004-03-02	2007-11-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2004-03-02	2007-11-02
	Rep	Dealing in securities	2004-03-02	2007-11-02