| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| WOYI CAPITAL LIMITED | Rep | Advising on securities | 2024-10-15 | - |
| Rep | Asset management | 2024-10-15 | - | |
| Wisdom Bright Asset Management Limited | RO | Advising on securities | 2019-05-07 | 2020-12-06 |
| RO | Asset management | 2019-05-07 | 2020-12-06 | |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on futures contracts | 2016-02-23 | 2018-07-30 |
| RO | Advising on securities | 2016-02-23 | 2018-07-30 | |
| RO | Asset management | 2016-02-23 | 2018-07-30 | |
| Rep | Advising on futures contracts | 2013-08-30 | 2016-02-23 | |
| Rep | Advising on securities | 2009-11-06 | 2016-02-23 | |
| Rep | Asset management | 2009-11-06 | 2016-02-23 | |
| NATIXIS ASIA LIMITED | Rep | Advising on securities | 2004-12-07 | 2008-12-12 |
| Rep | Dealing in securities | 2004-11-03 | 2008-12-12 | |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2003-11-12 | 2004-07-15 |
| RO | Dealing in securities | 2003-08-05 | 2004-07-15 | |
| Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-05-13 |
| Rep | Asset management | 2003-04-01 | 2003-05-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-11-12 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-11-12 | |
| SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-13 | |
| Rep | Asset management | 2003-04-01 | 2003-05-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-09 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-05 |
No HKMA registrations in the collected records.