Personnel Hong Kong SFC License Details (ID 80159)

Personnel Hong Kong SFC License Details (ID 80159)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAV Asset Management (Hong Kong) Limited	RO	Asset management	2022-05-10	-
SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-08-26	2021-06-21
	RO	Asset management	2019-03-18	2021-06-21
Cithara Investment International Limited	RO	Advising on securities	2016-07-18	2019-03-05
	RO	Asset management	2016-07-18	2019-03-05
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	RO	Asset management	2015-08-31	2016-07-06
	Rep	Advising on futures contracts	2015-06-30	2016-07-06
	Rep	Advising on securities	2015-06-30	2016-07-06
	Rep	Asset management	2011-09-02	2015-08-31
Odysseus Capital Asia Limited	Rep	Advising on corporate finance	2010-05-05	2011-09-01