Lam, David Man Kwong 林文光
SFC ID:ADI854
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Arete Capital Asia Limited | Rep | Advising on securities | 2021-10-05 | - |
| Rep | Asset management | 2021-10-05 | - | |
| Rep | Dealing in securities | 2021-10-05 | 2025-03-27 | |
| abrdn Hong Kong Limited | RO | Advising on securities | 2018-10-11 | 2020-04-14 |
| RO | Dealing in securities | 2018-10-11 | 2020-04-14 | |
| Rep | Advising on securities | 2018-08-06 | 2018-10-11 | |
| Rep | Dealing in securities | 2018-08-06 | 2018-10-11 | |
| Arete Capital Asia Limited | Rep | Advising on securities | 2018-05-10 | 2018-07-23 |
| Rep | Dealing in securities | 2018-05-10 | 2018-07-23 | |
| Carret Private Capital Limited | Rep | Advising on securities | 2016-12-16 | 2017-11-27 |
| Rep | Dealing in securities | 2016-12-16 | 2017-11-27 | |
| Rep | Asset management | 2016-11-02 | 2017-11-27 | |
| GAM HONG KONG LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2013-05-28 |
| RO | Advising on securities | 2003-04-01 | 2013-05-28 | |
| RO | Asset management | 2003-04-01 | 2013-05-28 | |
| RO | Dealing in securities | 2003-04-01 | 2013-05-28 |
No HKMA registrations in the collected records.