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Cheng, Carol Wai Chu 鄭惠珠 Hong Kong SFC License Details (ID 80168)
Cheng, Carol Wai Chu 鄭惠珠
SFC ID:
AFC396
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
GAM HONG KONG LIMITED
Rep
Advising on corporate finance
-
2004-05-13
Rep
Advising on securities
-
2004-05-13
Rep
Asset management
-
2004-05-13
Rep
Dealing in securities
-
2013-06-18