Personnel Hong Kong SFC License Details (ID 80169)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-09-22	2021-03-22
	Rep	Dealing in securities	2017-09-22	2021-03-22
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2016-05-10	2017-08-04
	Rep	Dealing in securities	2016-05-10	2017-08-04
GAM HONG KONG LIMITED	Rep	Dealing in securities	2008-06-17	2016-04-30
SPLENDOR GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2005-08-11	2008-05-15