Personnel Hong Kong SFC License Details (ID 80170)

Personnel Hong Kong SFC License Details (ID 80170)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2021-01-14	-
	Rep	Dealing in securities	2021-01-14	-
GAM HONG KONG LIMITED	RO	Advising on securities	2013-08-09	2020-12-24
	RO	Dealing in securities	2013-08-09	2020-12-24
	Rep	Advising on securities	2006-11-02	2013-08-09
	Rep	Dealing in securities	2006-11-02	2013-08-09
	Rep	Asset management	2006-11-02	2020-12-24
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Dealing in securities	2003-04-16	2004-04-02
	Rep	Advising on corporate finance	2003-04-01	2004-04-02
	Rep	Advising on securities	2003-04-01	2006-09-19
	Rep	Asset management	2003-04-01	2006-09-19
JPMorgan Funds (Asia) Limited	Rep	Advising on corporate finance	2003-04-01	2004-04-02
	Rep	Advising on securities	2003-04-01	2004-04-02
	Rep	Asset management	2003-04-01	2004-04-02
	Rep	Dealing in securities	2003-04-01	2006-09-19