Personnel Hong Kong SFC License Details (ID 80171)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAM HONG KONG LIMITED	RO	Advising on securities	2013-03-27	2016-11-23
	RO	Dealing in securities	2013-03-27	2016-11-23
	Rep	Advising on securities	2006-06-23	2013-03-27
	Rep	Asset management	2006-06-23	2014-07-03
	Rep	Dealing in securities	2006-05-22	2013-03-27
NNIP HONG KONG LIMITED	Rep	Dealing in securities	2004-01-05	2006-05-04
	Rep	Advising on securities	-	2006-05-04
	Rep	Asset management	-	2006-05-04