Personnel Hong Kong SFC License Details (ID 80178)

Personnel Hong Kong SFC License Details (ID 80178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAP Partners Limited	RO	Advising on securities	2019-11-05	2023-03-09
	RO	Asset management	2019-11-05	2023-03-09
EFG Asset Management (HK) Limited	RO	Advising on securities	2012-11-26	2019-07-07
	RO	Asset management	2012-11-26	2019-07-07
	RO	Dealing in securities	2012-11-26	2019-07-07
	Rep	Advising on securities	2012-07-23	2012-11-26
	Rep	Asset management	2012-07-23	2012-11-26
	Rep	Dealing in securities	2012-07-23	2012-11-26
GAM HONG KONG LIMITED	Rep	Advising on securities	2007-08-06	2012-05-26
	Rep	Asset management	2007-08-06	2012-05-26
MEAG Hong Kong Limited	RO	Advising on securities	2004-11-23	2007-08-01
	RO	Asset management	2004-11-23	2007-08-01
	Rep	Advising on securities	-	2004-11-23
	Rep	Asset management	-	2004-11-23