Personnel Hong Kong SFC License Details (ID 80182)

Personnel Hong Kong SFC License Details (ID 80182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	RO	Advising on securities	2026-07-16	-
	RO	Dealing in securities	2026-07-16	-
	Rep	Advising on securities	2024-11-04	2026-07-16
	Rep	Dealing in securities	2024-11-04	2026-07-16
PineBridge Investments Asia Limited	Rep	Advising on securities	2023-10-03	2024-10-18
	Rep	Dealing in securities	2023-10-03	2024-10-18
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2023-10-03	2024-10-18
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2020-12-02	2023-09-18
	Rep	Dealing in securities	2020-12-02	2023-09-18
GAM HONG KONG LIMITED	Rep	Advising on securities	2015-08-28	2020-11-13
	Rep	Dealing in securities	2011-06-29	2020-11-13