Personnel Hong Kong SFC License Details (ID 80193)

Personnel Hong Kong SFC License Details (ID 80193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIREN CAPITAL LIMITED	RO	Asset management	2021-10-21	-
	Rep	Asset management	2019-04-01	2021-10-21
Turiya Advisors Asia Limited	Rep	Asset management	2010-04-14	2019-03-31
WFM Asia (HK) Limited	Rep	Advising on futures contracts	2009-07-02	2010-03-19
	Rep	Advising on securities	2009-07-02	2010-03-19
	Rep	Asset management	2009-07-02	2010-03-19
AM Squared Limited	Rep	Asset management	2007-05-21	2008-10-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-03-30	2007-04-30
	Rep	Dealing in securities	2006-03-30	2007-04-30