Personnel SFC Licences and HKMA Registrations (ID 80196)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marshall Wace Gavekal Asia Limited	RO	Asset management	2008-06-30	2013-04-30
GAVEKAL CAPITAL LIMITED	RO	Asset management	2007-03-01	-
	Rep	Asset management	2006-11-23	2007-03-01
ASIA ABSOLUTE ADVISORS LIMITED	RO	Advising on futures contracts	2004-08-19	2006-11-11
	RO	Advising on securities	2004-08-19	2006-11-11
	RO	Asset management	2004-08-19	2006-11-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2003-10-28	2004-04-13
	RO	Advising on corporate finance	2003-04-01	2003-10-27
	RO	Advising on securities	2003-04-01	2004-04-13
	RO	Asset management	2003-04-01	2004-04-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on corporate finance	2003-04-01	2003-10-27
	RO	Advising on futures contracts	2003-04-01	2004-04-13
	RO	Advising on securities	2003-04-01	2004-04-13
	RO	Asset management	2003-04-01	2004-04-13
	RO	Dealing in securities	2003-04-01	2004-04-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.