Personnel Hong Kong SFC License Details (ID 80246)

Personnel Hong Kong SFC License Details (ID 80246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2024-03-21	-
	Rep	Dealing in securities	2024-03-21	-
GET NICE SECURITIES LIMITED	Rep	Asset management	2023-02-24	2024-02-29
	RO	Dealing in securities	2018-10-16	2024-02-29
	Rep	Advising on securities	2016-08-18	2024-02-29
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-02-06	2024-02-29
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2007-01-02	2018-10-16
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2006-10-20	2006-12-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-10-20	2006-12-05
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2006-10-01
GREAT BAY SECURITIES LIMITED	Rep	Dealing in securities	2004-09-20	2005-05-31