| Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2020-05-11 | 2021-02-11 |
| Rep | Dealing in futures contracts | 2020-03-12 | 2020-05-11 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2020-03-12 | 2024-06-30 |
| FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2019-06-03 | 2020-03-05 |
| Rep | Dealing in futures contracts | 2019-06-03 | 2020-03-05 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-03 | 2020-03-05 |
| FULBRIGHT FUTURES LIMITED | RO | Advising on futures contracts | 2019-02-27 | 2019-05-05 |
| RO | Dealing in futures contracts | 2019-02-27 | 2019-05-05 |
| Rep | Advising on futures contracts | 2019-01-29 | 2019-02-27 |
| Rep | Dealing in futures contracts | 2019-01-29 | 2019-02-27 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-29 | 2019-05-05 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-11 | 2019-01-25 |
| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2015-08-11 | 2019-01-25 |
| RO | Dealing in futures contracts | 2015-08-11 | 2019-01-25 |
| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2014-09-25 | 2015-07-31 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-03-18 | 2015-07-31 |
| Rep | Dealing in securities | 2013-03-18 | 2015-07-31 |
| GET NICE FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2012-10-16 | 2013-02-28 |
| RO | Dealing in futures contracts | 2012-10-16 | 2013-02-28 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-07 | 2013-02-28 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2012-10-16 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | - | 2003-07-30 |
| Rep | Asset management | - | 2003-07-30 |
| Rep | Dealing in futures contracts | - | 2005-05-31 |